RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Nov 30, 2020 · Austin, Tx
- P••••• W••••• M••••••••• L•• unclassifiedJan 7, 2021 to Jan 19, 2021 · Austin, Tx
- P••••• W••••• M••••••••• L•• unclassifiedApr 2, 2015 to Dec 31, 2020 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseOct 21, 2011 to Apr 13, 2015 · Austin, Tx
- C••••• S••••• S••••••••• •••• L•• formerNov 5, 2010 to Nov 11, 2011 · New York, Ny
- M••••• S•••••• wirehouseMar 8, 2010 to Nov 18, 2010 · New York, Ny
- P••••• W••••• M••••••••• L•• to no registered destinationleft Jan 19, 2021 · Departure, no registered destination
- P••••• W••••• M••••••••• L•• to A•••••• W••••• M••••••••• L••left Dec 31, 2020, registered Nov 30, 2020 (-31 days) · Other
- U•• F•••••••• S••••••• I••• to P••••• W••••• M••••••••• L••left Apr 13, 2015, registered Apr 2, 2015 (-11 days) · Other
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Nov 11, 2011, registered Oct 21, 2011 (-21 days) · Other
- M••••• S•••••• to C••••• S••••• S••••••••• •••• L••left Nov 18, 2010, registered Nov 5, 2010 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address