DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Leonardo Ramirez

Ae Wealth Management, LLCBD affiliatedJersey City, NjIA-onlyIAPD 5138151

Feed of 09/14/2026

Also filed as Leo Ramirez

At current firm

0 y

since Oct 24, 2025

In the industry

19 y

since Nov 9, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ae Wealth Management, LLC BD affiliated current
since Oct 24, 2025 · Jersey City, Nj
Esi Financial Advisors independent RIA
Feb 13, 2025 to Sep 12, 2025 · New York, Ny
Fortis Capital Advisors, LLC independent RIA
Jul 30, 2023 to Aug 30, 2024 · Prairie Village, Ks
Osaic Institutions, Inc. BD affiliated
Nov 7, 2022 to Apr 28, 2023 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Esi Financial Advisors to Ae Wealth Management, LLC
left Sep 12, 2025, registered Oct 24, 2025 (42 days) · RIA to affiliated broker-dealer or bank
Fortis Capital Advisors, LLC to Esi Financial Advisors
left Aug 30, 2024, registered Feb 13, 2025 (167 days) · RIA to RIA
Osaic Institutions, Inc. to Fortis Capital Advisors, LLC
left Apr 28, 2023, registered Jul 30, 2023 (93 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Leonardo Ramirez left Esi Financial Advisors for Ae Wealth Management, Llc (registered 2025-10-24)
Sep 12, 2025 · Advisor changed firm · fact
Leonardo Ramirez left Fortis Capital Advisors, Llc for Esi Financial Advisors (registered 2025-02-13)
Aug 30, 2024 · Advisor changed firm · fact
Leonardo Ramirez left Osaic Institutions, Inc. for Fortis Capital Advisors, Llc (registered 2023-07-30)
Apr 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address