RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L•• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 26, 2026 · Waldron, In
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 28, 2026 · Sarasota, Fl
- M•• F•••••••• S•••••••• I••• formerAug 19, 2010 to Mar 25, 2017 · Sarasota, Fl
- C•••••• S••••••••• M••••••••• I••• independent RIAAug 10, 2009 to Jun 10, 2010 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jan 26, 2009 · Bradenton, Fl
- A• G• E•••••• • S•••• I••• unclassifiedSep 18, 2007 to Jan 1, 2008 · St. Louis, Mo
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 28, 2026, registered Jan 26, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- C•••••• S••••••••• M••••••••• I••• to M•• F•••••••• S•••••••• I•••left Jun 10, 2010, registered Aug 19, 2010 (70 days) · Other
- W•••• F•••• A••••••• to C•••••• S••••••••• M••••••••• I•••left Jan 26, 2009, registered Aug 10, 2009 (196 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- J••• L•• B••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-01-26)Jan 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address