RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C• K•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 30, 2025 · Schaumburg, Il
- L•• F•••••••• L•• BD affiliatedApr 15, 2019 to Jul 30, 2025 · Fishers, In
- C••••• A••••••• L•• formerJan 31, 2014 to Apr 16, 2019 · Carmel, In
- D•••• A• N•••• • C•••••• formerSep 21, 2010 to Feb 6, 2014 · Indianapolis, In
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 1, 2010 · Indianapolis, In
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 7, 2006 to Jun 1, 2009 · Indianapolis, In
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Jul 30, 2025, registered Jul 30, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A••••••• L•• to L•• F•••••••• L••left Apr 16, 2019, registered Apr 15, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- D•••• A• N•••• • C•••••• to C••••• A••••••• L••left Feb 6, 2014, registered Jan 31, 2014 (-6 days) · Other
- M••••• S•••••• to D•••• A• N•••• • C••••••left Oct 1, 2010, registered Sep 21, 2010 (-10 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• C• K••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-07-30)Jul 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address