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Feed of 09/14/2026
Also filed as Charles A Molloy
At current firm
4 y
since May 18, 2022
In the industry
20 y
since Jul 14, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2022 · Goshen, In
- C••• B•••••••• S•••••••• I••• formerAug 3, 2020 to May 18, 2022 · Erie, Pa
- P•••• S••••••••• L•• no RAUMSep 4, 2019 to Feb 19, 2020 · Williamsville, Ny
- P•• W••••• M••••••••• BD affiliatedOct 9, 2018 to Aug 27, 2019 · Warren, Pa
- T• A••••••••• I••• formerFeb 27, 2018 to Oct 9, 2018 · Erie, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Oct 9, 2018 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMay 19, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to C••• B•••••••• S•••••••• I•••left Feb 19, 2020, registered Aug 3, 2020 (166 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to P•••• S••••••••• L••left Aug 27, 2019, registered Sep 4, 2019 (8 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 9, 2018, registered Feb 27, 2018 (-224 days) · Other · moved with a team
- T• A••••••••• I••• to P•• W••••• M•••••••••left Oct 9, 2018, registered Oct 9, 2018 (0 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address