RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• A•••• W••••••
- F••••• I••••••••• independent RIA currentsince Apr 14, 2021 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 26, 2008 to Dec 18, 2020 · St Louis, Mo
- T• A••••••••• I••• formerMar 26, 2008 to Jan 6, 2021 · St Louis, Mo
- O••••••••• S••••••••• I••• BD affiliatedAug 24, 2007 to Mar 19, 2008 · Maryland Heights, Mo
- T• A••••••••• I••• to F••••• I•••••••••left Jan 6, 2021, registered Apr 14, 2021 (98 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 18, 2020, registered Mar 26, 2008 (-4650 days) · corporate re-registration, not a move
- O••••••••• S••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 19, 2008, registered Mar 26, 2008 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address