RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 24, 2024 · Huntsville, Al
- S•••••• S••••••••• I••• BD affiliatedJun 2, 2010 to Oct 30, 2024 · Columbus, Ga
- O•••• I••••••••• I••• BD affiliatedJan 3, 2007 to Jun 14, 2010 · Meriden, Ct
- S•••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 30, 2024, registered Oct 24, 2024 (-6 days) · RIA to affiliated broker-dealer or bank
- O•••• I••••••••• I••• to S•••••• S••••••••• I•••left Jun 14, 2010, registered Jun 2, 2010 (-12 days) · Other
- C••••••••• J•••• H••••• left S•••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-10-24)Oct 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address