RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• R• O•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 17, 2026 · Denver, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 17, 2024 to Aug 31, 2026 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseJan 3, 2014 to Mar 27, 2024 · Los Angeles, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 13, 2014 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 15, 2008 to Jun 1, 2009 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Aug 31, 2026, registered Sep 17, 2026 (17 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 27, 2024, registered Apr 17, 2024 (21 days) · Wirehouse to wirehouse
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jan 13, 2014, registered Jan 3, 2014 (-10 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- G••••• R• O••••• registered as an investment adviser representative at J••• M••••• S••••••••• L••Sep 17, 2026 · Advisor registered · fact
- G••••• R• O••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-09-17)Aug 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address