RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Title
- Financial Advisorreportedonesevenadvisor.comfirm site, Sep 15, 2026
- Years, as the firm states
- 13reportedonesevenadvisor.com“I••••• R••••• is a financial professional with 13 years of experience in banking/financial/investment services.”
- Professional profile
- onesevenadvisor.com/staff/ismael-romeroreportedonesevenadvisor.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- O••••••• independent RIA currentsince Jan 1, 2025 · Beachwood, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 28, 2016 to Sep 22, 2021 · Bakersfield, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Apr 7, 2016 · Bakersfield, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMar 3, 2009 to Jan 3, 2011 · Bakersfield, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 13, 2007 to May 29, 2008 · Bakersfield, Ca
- M•• I•••••••• S•••••••• L•• to O•••••••left Sep 22, 2021, registered Jan 1, 2025 (1197 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• A••••••• to M•• I•••••••• S•••••••• L••left Apr 7, 2016, registered Jun 28, 2016 (82 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to W•••• F•••• I••••••••• L••left May 29, 2008, registered Mar 3, 2009 (278 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address