DFX Intelligence
RIA Intelligence
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Registered advisor
A••• G••• H•••
Feed of 09/14/2026
Also filed as A••• H•••
At current firm
3 y
since Sep 30, 2022
In the industry
18 y
since Jan 15, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••••• R••••••••• A•••••••• L•• BD affiliated currentsince Sep 30, 2022 · Brentwood, Tn
- P•••••••• S••••••••• I••• BD affiliatedSep 30, 2015 to Sep 23, 2022 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to T••••••••• R••••••••• A•••••••• L••left Sep 23, 2022, registered Sep 30, 2022 (7 days) · Affiliated broker-dealer or bank to another
Signals
- A••• G••• H••• left P•••••••• S••••••••• I••• for T••••••••• R••••••••• A•••••••• L•• (registered 2022-09-30)Sep 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address