RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• D••• L••••••
- C••••• F•••••••• independent RIA currentsince Apr 16, 2025 · Lenexa, Ks
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 23, 2021 to Jan 11, 2024 · Leawood, Ks
- W•••••• • R••• formerDec 9, 2019 to Jul 7, 2021 · Overland Park, Ks
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMay 2, 2018 to Nov 8, 2019 · O••••, Ne
- N••••••••• M••••• I••••••••• S••••••••• to C••••• F••••••••left Jan 11, 2024, registered Apr 16, 2025 (461 days) · Other
- W•••••• • R••• to N••••••••• M••••• I••••••••• S•••••••••left Jul 7, 2021, registered Jul 23, 2021 (16 days) · Other
- M••••• O• O•••• I••••••• S•••••••• I••• to W•••••• • R•••left Nov 8, 2019, registered Dec 9, 2019 (31 days) · Other
- K•••• D••• L•••••• left N••••••••• M••••• I••••••••• S••••••••• for C••••• F•••••••• (registered 2025-04-16)Jan 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address