RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• W•••••• M••••
- F••••• I••••••••• independent RIA currentsince Aug 6, 2021 · Plano, Tx
- S••••• W••••• A•••••••• I••• no RAUMDec 15, 2015 to Aug 3, 2021 · Indianapolis, In
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 28, 2013 to Dec 1, 2015 · Indianapolis, In
- T• A••••••••• I••• formerOct 28, 2013 to Dec 1, 2015 · Indianapolis, In
- S••••• W••••• A•••••••• I••• to F••••• I•••••••••left Aug 3, 2021, registered Aug 6, 2021 (3 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Dec 1, 2015, registered Dec 15, 2015 (14 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 1, 2015, registered Oct 28, 2013 (-764 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address