RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• P•••••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Jan 1, 2025 · Edmond, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 29, 2014 to Jun 17, 2021 · Oklahoma City, Ok
- A••••• W••••• M••••••••• i••••••••• wealthMar 30, 2011 to Jul 8, 2014 · Bartlesville, Ok
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 1, 2009 to Mar 15, 2011 · Ponca City, Ok
- C••••• I••••••••• S••••••• L•• formerSep 18, 2006 to Sep 30, 2009 · Ponca City, Ok
- M•• I•••••••• S•••••••• L•• to I••••••••• F•••••••• P•••••••left Jun 17, 2021, registered Jan 1, 2025 (1294 days) · Affiliated broker-dealer or bank to another
- A••••• W••••• M••••••••• to M•• I•••••••• S•••••••• L••left Jul 8, 2014, registered Jul 29, 2014 (21 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••• W••••• M•••••••••left Mar 15, 2011, registered Mar 30, 2011 (15 days) · Other
- C••••• I••••••••• S••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 30, 2009, registered Oct 1, 2009 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address