C••••••••• J• D•••••••

• O•••• W•••••• I••• BD affiliated current
  since Aug 23, 2024 · Hudson, Oh
• T•••• A•••••••• L•• former
  Apr 9, 2010 to Aug 23, 2024 · Independence, Oh
• W•••• F•••• A••••••• wirehouse
  Jul 9, 2008 to Apr 12, 2010 · Cleveland, Oh
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Oct 16, 2007 · Cleveland, Oh
• M••••• S•••••• D• I••• unclassified
  Sep 19, 2006 to Apr 2, 2007 · Cleveland, Oh

• T•••• A•••••••• L•• to O•••• W•••••• I•••
  left Aug 23, 2024, registered Aug 23, 2024 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to T•••• A•••••••• L••
  left Apr 12, 2010, registered Apr 9, 2010 (-3 days) · Other
• M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••
  left Oct 16, 2007, registered Jul 9, 2008 (267 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address