RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• M••• S•••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 25, 2026 · New York, Ny
- W•••• F•••• A••••••• wirehouseSep 23, 2022 to Jun 24, 2026 · Fort Lauderdale, Fl
- M••••• S•••••• wirehouseNov 1, 2013 to Sep 27, 2022 · New York, Ny
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 24, 2026, registered Jun 25, 2026 (1 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 27, 2022, registered Sep 23, 2022 (-4 days) · Wirehouse to wirehouse · moved with a team
- E••• M••• S••••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-06-25)Jun 24, 2026 · Advisor changed firm · fact
- E••• M••• S••••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2022-09-23)Sep 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address