RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• K• T•••••
- M••••• G••••• A••••••• I••• independent RIA currentsince May 6, 2026 · Walnut Creek, Ca
- D••••••••• W••••• M••••••••• independent RIASep 24, 2014 to Apr 8, 2026 · Walnut Creek, Ca
- R•• C•••••• M••••••• L•• national BDMay 6, 2013 to Sep 3, 2014 · San Francisco, Ca
- M••••• S•••••• wirehouseOct 17, 2012 to May 1, 2013 · San Jose, Ca
- S••• H••• G••••• A•••••••• L•• independent RIAJul 1, 2011 to Jun 18, 2012 · Palo Alto, Ca
- D••••••••• W••••• M••••••••• to M••••• G••••• A••••••• I•••left Apr 8, 2026, registered May 6, 2026 (28 days) · RIA to RIA
- R•• C•••••• M••••••• L•• to D••••••••• W••••• M•••••••••left Sep 3, 2014, registered Sep 24, 2014 (21 days) · Other
- M••••• S•••••• to R•• C•••••• M••••••• L••left May 1, 2013, registered May 6, 2013 (5 days) · Wirehouse to affiliated broker-dealer or bank
- S••• H••• G••••• A•••••••• L•• to M••••• S••••••left Jun 18, 2012, registered Oct 17, 2012 (121 days) · Other
- C•••••••• K• T••••• left D••••••••• W••••• M••••••••• for M••••• G••••• A••••••• I••• (registered 2026-05-06)Apr 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address