R••••• C••• B•••••

K••••• A••••••• S•••••••• L••BD affiliatedWillow Park, Tx dual registrantIAPD 5157388

Feed of 09/15/2026

Also filed as R••••• C••• B•••••

At current firm

4 y

since Nov 3, 2021

In the industry

20 y

since Jul 27, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Nov 3, 2021 · Willow Park, Tx
W•••• F•••• A••••••• wirehouse
Apr 15, 2016 to Nov 8, 2021 · Willow Park, Tx
E••••• J•••• national BD
Jan 7, 2008 to Apr 18, 2016 · Aledo, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to K••••• A••••••• S•••••••• L••
left Nov 8, 2021, registered Nov 3, 2021 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to W•••• F•••• A•••••••
left Apr 18, 2016, registered Apr 15, 2016 (-3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address