DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

Y••••••• S•••••

C•••••• S••••••••• M••••••••• I•••independent RIAGlen Allen, Va dual registrantIAPD 5159446

Certified Financial Planner

Feed of 09/15/2026

Also filed as Y••••••• Y Shuets

At current firm

7 y

since Feb 13, 2019

In the industry

18 y

since Jun 4, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••••••• M••••••••• I••• independent RIA current
since Feb 13, 2019 · Reston, Va
S••••••• W••••• M••••••••• independent RIA
Apr 25, 2018 to Sep 12, 2018 · Mclean, Va
T• A••••••••• I••••••••• M••••••••• L•• former
May 1, 2017 to Apr 4, 2018 · Reston, Va
T• A••••••••• I••• former
Apr 27, 2017 to Apr 4, 2018 · Reston, Va
S•••••••• I••••••••• M••••••••• former
Jan 27, 2017 to Apr 5, 2017 · Saint Louis, Mo
S•••••••• A••••••• L•• national BD
Jul 22, 2015 to Sep 13, 2016 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

S••••••• W••••• M••••••••• to C•••••• S••••••••• M••••••••• I•••
left Sep 12, 2018, registered Feb 13, 2019 (154 days) · RIA to RIA
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 4, 2018, registered May 1, 2017 (-338 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to S••••••• W••••• M•••••••••
left Apr 4, 2018, registered Apr 25, 2018 (21 days) · RIA to RIA
S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••
left Apr 5, 2017, registered Apr 27, 2017 (22 days) · channel change inside one enterprise, not a move
S•••••••• A••••••• L•• to S•••••••• I••••••••• M•••••••••
left Sep 13, 2016, registered Jan 27, 2017 (136 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address