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Registered advisor
P•••• J• S••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
0 y
since Oct 1, 2025
In the industry
15 y
since Aug 4, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Oct 1, 2025 · Westwood, Ma
- C••••••••• F•••••••• N•••••• national BDOct 5, 2015 to Oct 6, 2025 · Newton Lower Falls, Ma
- T•••• A•••••••• L•• formerOct 13, 2011 to Sep 25, 2015 · Newton, Ma
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••left Oct 6, 2025, registered Oct 1, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- T•••• A•••••••• L•• to C••••••••• F•••••••• N••••••left Sep 25, 2015, registered Oct 5, 2015 (10 days) · Other
Signals
- P•••• J• S•••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-10-01)Oct 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address