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RIA Intelligence
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Registered advisor
G•••••• H• K•••••
Certified Financial Planner
Feed of 09/19/2026
Also filed as G•••••• Howard K•••••
At current firm
1 y
since May 15, 2025
In the industry
20 y
since Jun 23, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• independent RIA currentsince May 15, 2025 · New York, Ny
- A•• T••• M•••••• F•••••••• S••••••• L•• unclassifiedJul 26, 2023 to Sep 22, 2025 · North Kingstown, Ri
- T•• W••••••• G••••• I••• formerFeb 4, 2021 to Aug 16, 2023 · North Kingstown, Ri
- A••••• A•• P••••••• S••••••• BD affiliatedSep 4, 2014 to Nov 13, 2020 · Providence, Ri
- C••••••• S••••••••• I••• BD affiliatedJan 28, 2014 to Jul 15, 2014 · Cranston, Ri
- L•• F•••••••• L•• BD affiliatedJul 19, 2012 to Feb 3, 2014 · North Branford, Ct
- C••••••• S••••••••• I••• BD affiliatedMar 13, 2009 to Jun 29, 2012 · Westerly, Ri
Moves
a registration end followed by a registration begin elsewhere
- A•• T••• M•••••• F•••••••• S••••••• L•• to S••••left Sep 22, 2025, registered May 15, 2025 (-130 days) · Other · moved with a team
- T•• W••••••• G••••• I••• to A•• T••• M•••••• F•••••••• S••••••• L••left Aug 16, 2023, registered Jul 26, 2023 (-21 days) · Other
- A••••• A•• P••••••• S••••••• to T•• W••••••• G••••• I•••left Nov 13, 2020, registered Feb 4, 2021 (83 days) · Affiliated broker-dealer or bank to a newly registered adviser
- C••••••• S••••••••• I••• to A••••• A•• P••••••• S•••••••left Jul 15, 2014, registered Sep 4, 2014 (51 days) · Other
- L•• F•••••••• L•• to C••••••• S••••••••• I•••left Feb 3, 2014, registered Jan 28, 2014 (-6 days) · Other
- C••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 29, 2012, registered Jul 19, 2012 (20 days) · Other
Signals
- G•••••• H• K••••• left A•• T••• M•••••• F•••••••• S••••••• L•• for Savvy (registered 2025-05-15)Sep 22, 2025 · Advisor changed firm · fact
- G•••••• H• K••••• left T•• W••••••• G••••• I••• for A•• T••• M•••••• F•••••••• S••••••• L•• (registered 2023-07-26)Aug 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address