DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony David Favela
Feed of 09/15/2026
At current firm
13 y
since Jan 23, 2013
In the industry
20 y
since Sep 18, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Jan 23, 2013 · Overland Park, Ks
- E*Trade Capital Management, LLC formerApr 11, 2011 to Jan 9, 2013 · Arlington, Va
- Chase Investment Services Corp. formerDec 9, 2009 to Mar 22, 2011 · Westminster, Co
- Morgan Stanley wirehouseJun 1, 2009 to Dec 7, 2009 · Denver, Co
- Citigroup Global Markets Inc. BD affiliatedMar 2, 2007 to Jun 1, 2009 · Denver, Co
- Waddell & Reed formerSep 19, 2006 to Mar 7, 2007 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to Creative Planningleft Jan 9, 2013, registered Jan 23, 2013 (14 days) · Other
- Chase Investment Services Corp. to E*Trade Capital Management, LLCleft Mar 22, 2011, registered Apr 11, 2011 (20 days) · Other
- Morgan Stanley to Chase Investment Services Corp.left Dec 7, 2009, registered Dec 9, 2009 (2 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Waddell & Reed to Citigroup Global Markets Inc.left Mar 7, 2007, registered Mar 2, 2007 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address