A••••••• E••• P••••

• V•••• F•••••••• A•••••••• I••• BD affiliated current
  since Apr 9, 2019 · Birmingham, Al
• E•••••• A••••••• G••••• L•• BD affiliated
  Feb 15, 2019 to Apr 10, 2019 · Selma, Al
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Nov 23, 2006 to Feb 14, 2019 · Montgomery, Al

• E•••••• A••••••• G••••• L•• to V•••• F•••••••• A•••••••• I•••
  left Apr 10, 2019, registered Apr 9, 2019 (-1 days) · Other
• V•••• F•••••••• A•••••••• I••• to E•••••• A••••••• G••••• L••
  left Feb 14, 2019, registered Feb 15, 2019 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address