RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• R•••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 1, 2025 · Reston, Va
- J••• M••••• S••••••••• L•• wirehouseOct 17, 2022 to Mar 23, 2025 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedApr 7, 2021 to Apr 8, 2021 · Herndon, Va
- N•••••••• F•••••••• A••••••• L•• independent RIANov 19, 2014 to Sep 20, 2022 · Herndon, Va
- J••• M••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 23, 2025, registered May 1, 2025 (39 days) · Wirehouse to affiliated broker-dealer or bank
- N•••••••• F•••••••• A••••••• L•• to L•• F•••••••• L••left Sep 20, 2022, registered Apr 7, 2021 (-531 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Apr 8, 2021, registered Oct 17, 2022 (557 days) · Affiliated broker-dealer or bank to wirehouse
- V••••••• R••• left J••• M••••• S••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-01)Mar 23, 2025 · Advisor changed firm · fact
- V••••••• R••• left N•••••••• F•••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2021-04-07)Sep 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address