RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• T•••• M••••••
- B••••••• J•••• L•• independent RIA currentsince Apr 29, 2025 · Seattle, Wa
- M••••• W••••• independent RIANov 3, 2017 to Jul 5, 2022 · Calabasas, Ca
- O••••••••• • C•• I••• BD affiliatedJan 8, 2015 to Oct 27, 2017 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseMar 24, 2008 to Jul 30, 2009 · Mclean, Va
- M••••• W••••• to B••••••• J•••• L••left Jul 5, 2022, registered Apr 29, 2025 (1029 days) · RIA to RIA
- O••••••••• • C•• I••• to M••••• W•••••left Oct 27, 2017, registered Nov 3, 2017 (7 days) · Other
- W•••• F•••• A••••••• to O••••••••• • C•• I•••left Jul 30, 2009, registered Jan 8, 2015 (1988 days) · Other
- C•••• T•••• M•••••• left M••••• W••••• for B••••••• J•••• L•• (registered 2025-04-29)Jul 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address