DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shemika Lashawn Freeman
Feed of 09/14/2026
Also filed as Shemika Lashawn Molineaux
At current firm
5 y
since Mar 31, 2021
In the industry
19 y
since Apr 7, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Touchstone Advisors Inc asset manager currentsince Mar 31, 2021 · Cincinnati, Oh
- Securities America Advisors, Inc. formerJan 12, 2021 to Mar 31, 2021 · Cincinnati, Oh
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 25, 2018 to Oct 20, 2020 · Cincinnati, Oh
- Invest Financial Corporation formerNov 5, 2012 to Oct 19, 2017 · Appleton, Wi
- Morgan Stanley wirehouseJun 1, 2009 to Nov 7, 2012 · Tampa, Fl
- Citigroup Global Markets Inc. BD affiliatedMay 1, 2008 to Jun 1, 2009 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Touchstone Advisors Incleft Mar 31, 2021, registered Mar 31, 2021 (0 days) · Other
- Cambridge Investment Research Advisors, Inc. to Securities America Advisors, Inc.left Oct 20, 2020, registered Jan 12, 2021 (84 days) · Affiliated broker-dealer or bank to another
- Invest Financial Corporation to Cambridge Investment Research Advisors, Inc.left Oct 19, 2017, registered Jan 25, 2018 (98 days) · Other · moved with a team
- Morgan Stanley to Invest Financial Corporationleft Nov 7, 2012, registered Nov 5, 2012 (-2 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address