RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••• S•••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 17, 2026 · Fort Lauderdale, Fl
- W•••• F•••• A••••••• wirehouseSep 22, 2022 to Jun 24, 2026 · Breckenridge, Co
- M••••• S•••••• wirehouseMar 18, 2010 to Sep 27, 2022 · Plantation, Fl
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 24, 2026, registered Jun 17, 2026 (-7 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 27, 2022, registered Sep 22, 2022 (-5 days) · Wirehouse to wirehouse · moved with a team
- M•••••• A••• S••••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-06-17)Jun 24, 2026 · Advisor changed firm · fact
- M•••••• A••• S••••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2022-09-22)Sep 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address