DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jason Yoo

Novera Wealth, Inc.formerNew York, NyIA-onlyIAPD 5175313

Certified Financial Planner

Feed of 09/16/2026

Also filed as Jason Yoo

At current firm

0 y

since Sep 15, 2026

In the industry

20 y

since Aug 16, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Novera Wealth, Inc. former current
since Sep 15, 2026 · New York, Ny
Palisade Capital Management, LP mixed wealth
Mar 9, 2026 to Aug 21, 2026 · Fort Lee, Nj
Cetera Investment Advisers LLC BD affiliated
Jan 17, 2018 to Apr 1, 2019 · Fort Lee, Nj
Citigroup Global Markets Inc. BD affiliated
Dec 2, 2015 to Jan 25, 2018 · Long Island City, Ny
J.P. Morgan Securities LLC wirehouse
Jul 8, 2013 to Dec 8, 2015 · Edgewater, Nj
Morgan Stanley wirehouse
Mar 11, 2011 to Dec 12, 2011 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

Palisade Capital Management, LP to Novera Wealth, Inc.
left Aug 21, 2026, registered Sep 15, 2026 (25 days) · RIA to a newly registered adviser
Cetera Investment Advisers LLC to Palisade Capital Management, LP
left Apr 1, 2019, registered Mar 9, 2026 (2534 days) · Affiliated broker-dealer or bank to independent RIA
Citigroup Global Markets Inc. to Cetera Investment Advisers LLC
left Jan 25, 2018, registered Jan 17, 2018 (-8 days) · Other
J.P. Morgan Securities LLC to Citigroup Global Markets Inc.
left Dec 8, 2015, registered Dec 2, 2015 (-6 days) · Other
Morgan Stanley to J.P. Morgan Securities LLC
left Dec 12, 2011, registered Jul 8, 2013 (574 days) · Wirehouse to wirehouse

Signals

Jason Yoo registered as an investment adviser representative at Novera Wealth, Inc.
Sep 15, 2026 · Advisor registered · fact
Jason Yoo left Palisade Capital Management, LP for Novera Wealth, Inc. (registered 2026-09-15)
Aug 21, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address