C••••••• W••• W••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 16, 2022 · Wenatchee, Wa
• C••• F•••••••• S•••••••• L••• former
  Jul 30, 2018 to May 3, 2021 · Wenatchee, Wa
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Jun 10, 2015 to Aug 3, 2018 · Renton, Wa
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Dec 4, 2009 to May 6, 2015 · Wenatchee, Wa
• L•• F•••••••• L•• BD affiliated
  Jun 30, 2008 to Nov 25, 2009 · Sedro Woolley, Wa

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 3, 2021, registered Jun 16, 2022 (409 days) · Affiliated broker-dealer or bank to independent RIA
• V•••• F•••••••• A•••••••• I••• to C••• F•••••••• S•••••••• L•••
  left Aug 3, 2018, registered Jul 30, 2018 (-4 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to V•••• F•••••••• A•••••••• I•••
  left May 6, 2015, registered Jun 10, 2015 (35 days) · Other
• L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Nov 25, 2009, registered Dec 4, 2009 (9 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address