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Registered advisor
T••• J••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••• M•••••••
At current firm
11 y
since Jul 24, 2015
In the industry
20 y
since Jul 28, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 24, 2015 · Wellesley, Ma
- S•••••••• A••••••• L•• national BDApr 12, 2010 to Jul 31, 2015 · Braintree, Ma
- E•••••••• A•••••••• L•• national BDJan 18, 2008 to Sep 12, 2008 · Latham, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to M••••• S••••••left Jul 31, 2015, registered Jul 24, 2015 (-7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- E•••••••• A•••••••• L•• to S•••••••• A••••••• L••left Sep 12, 2008, registered Apr 12, 2010 (577 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address