DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erin Lee Mutton
Feed of 09/14/2026
Also filed as Erin Lee Kinzer
At current firm
2 y
since Nov 21, 2023
In the industry
16 y
since Nov 20, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Pathway Financial Advisers, LLC independent RIA currentsince Nov 21, 2023 · Auburn, In
- Larson Financial Group, LLC BD affiliatedJul 15, 2016 to Nov 17, 2023 · Fort Wayne, In
- Raymond James Financial Services Advisors, Inc BD affiliatedSep 25, 2012 to Jul 5, 2016 · Fort Wayne, In
- Osaic Fa, Inc. formerJun 4, 2010 to Sep 12, 2012 · Fort Wayne, In
- Nrp Advisors, Inc. unclassifiedNov 23, 2009 to May 27, 2010 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- Larson Financial Group, LLC to Pathway Financial Advisers, LLCleft Nov 17, 2023, registered Nov 21, 2023 (4 days) · Affiliated broker-dealer or bank to independent RIA
- Raymond James Financial Services Advisors, Inc to Larson Financial Group, LLCleft Jul 5, 2016, registered Jul 15, 2016 (10 days) · Other
- Osaic Fa, Inc. to Raymond James Financial Services Advisors, Incleft Sep 12, 2012, registered Sep 25, 2012 (13 days) · Other
- Nrp Advisors, Inc. to Osaic Fa, Inc.left May 27, 2010, registered Jun 4, 2010 (8 days) · Other
Signals
- Erin Lee Mutton left Larson Financial Group, Llc for Pathway Financial Advisers, Llc (registered 2023-11-21)Nov 17, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address