DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Burton Blayne Brown
Certified Financial Planner
Feed of 09/14/2026
Also filed as B.J. Brown
At current firm
1 y
since Jan 3, 2025
In the industry
19 y
since Nov 22, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Tcfg Investment Advisors, LLC independent RIA currentsince Jan 3, 2025 · Laguna Niguel, Ca
- Compound Planning, Inc. independent RIAJan 18, 2022 to Jan 8, 2025 · New York, Ny
- Compound Planning, Inc. independent RIANov 18, 2014 to Dec 31, 2021 · New York, Ny
- Courtlandt Wealth Management unclassifiedMar 27, 2014 to Dec 31, 2014 · Irvine, Ca
- LPL Financial LLC BD affiliatedNov 30, 2012 to Sep 4, 2013 · Irvine, Ca
- Edward Jones national BDNov 29, 2006 to Nov 29, 2012 · San Clemente, Ca
Moves
a registration end followed by a registration begin elsewhere
- Compound Planning, Inc. to Tcfg Investment Advisors, LLCleft Jan 8, 2025, registered Jan 3, 2025 (-5 days) · RIA to RIA
- Courtlandt Wealth Management to Compound Planning, Inc.left Dec 31, 2014, registered Nov 18, 2014 (-43 days) · Other
- LPL Financial LLC to Courtlandt Wealth Managementleft Sep 4, 2013, registered Mar 27, 2014 (204 days) · Other
- Edward Jones to LPL Financial LLCleft Nov 29, 2012, registered Nov 30, 2012 (1 days) · Other
Signals
- Burton Blayne Brown left Compound Planning, Inc. for Tcfg Investment Advisors, Llc (registered 2025-01-03)Jan 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address