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Registered advisor
C••••••••• H••••••• R•••
Feed of 09/14/2026
At current firm
5 y
since Aug 17, 2021
In the industry
19 y
since Jul 13, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Aug 17, 2021 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDMay 18, 2018 to Feb 25, 2020 · New York, Ny
- B• R•••• W••••• M••••••••• formerOct 28, 2016 to May 22, 2018 · New York, Ny
- J••• M••••• P•••••• W••••• A••••••• L•• formerJan 12, 2011 to Sep 9, 2016 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Dec 4, 2010 · New York, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 16, 2007 to Oct 23, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••left Feb 25, 2020, registered Aug 17, 2021 (539 days) · Affiliated broker-dealer or bank to another
- B• R•••• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left May 22, 2018, registered May 18, 2018 (-4 days) · Other
- J••• M••••• P•••••• W••••• A••••••• L•• to B• R•••• W••••• M•••••••••left Sep 9, 2016, registered Oct 28, 2016 (49 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Dec 4, 2010, registered Jan 12, 2011 (39 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address