DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Msh Capital Advisors LLC

Independent wealth managerScottsdale, ArizonaCRD 157835SEC 801-108933websiteIAPD
Latest filing Apr 27, 2026
First filing on the tape Jan 4, 2017 · 48 filings
SEC status approved since Jan 13, 2017
RAUM
$1.3B
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
74%
$997M individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$67.3M
derived; firm RAUM over IAPD count
Employees
35
14 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$1.3B as of Apr 27, 2026
Feb 14, 2018$435M then
HNW client RAUM$607M as of Apr 27, 2026
Feb 14, 2018$120M then
State-registered IARs (5.B.3)19 as of Apr 27, 2026
Jan 6, 20175 then
Employees (5.A)35 as of Apr 27, 2026
Jan 6, 201718 then
Private funds: no history
RAUM +23% over the last fiscal year+17% a year over threeIARs 17 to 19offices 4 to 5
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$67.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
113derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$569,982derivedRAUM over accounts (5.F.2.f)
Discretionary
68%derivedof RAUM
Institutional
14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
3.3derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
+12%derivedItem 5.B.3 between annual amendments
Client growth, one year
+13%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients
1,500reportedItem 5.H
Wrap fee program
$442MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$607M45%
  • Individuals$390M29%
  • State and municipal entities$176M13%
  • Corporations and businesses$157M12%
  • Charitable organizations$14.4M1.1%
  • Pension and profit-sharing plans$1.6M0.1%
Individual clients
2,074reported
HNW clients
183reported
Pension plan clients
n/areported
Charitable clients
12reported
Accounts
2,362reported
Financial planning clients
1,500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.74 fund_share=0.0 institutional_share=0.14 related_bd=true related_bank=false bd_reps=25.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Todd Lee BuchananRed Lodge, Mt Jun 21, 201725 y2
Gary BuchananBillings, Mt Jun 21, 201741 y4
Daniel ReisbacherScottsdale, AzOct 18, 201815 y2
Colton WelhavenBillings, Mt Jan 15, 202021 y0
Tara Lynn KreizenbeckScottsdale, AzJun 1, 202017 y0
Thomas Henry GoetzingerChartered Financial AnalystScottsdale, AzAug 25, 202015 y1
Todd Matthew LukasikChartered Financial AnalystScottsdale, AzOct 8, 202010 y0
Jack H IgnatiusSalt Lake City, Ut Nov 5, 202011 y0
Michael Thomas FeeneyScottsdale, AzNov 3, 202125 y1
Susan Cherry PollickScottsdale, AzJan 12, 202326 y1
Joseph Stone ThiemanScottsdale, Az Apr 11, 202312 y2
Seth Taylor MayberrySan Angelo, Tx Apr 11, 202313 y2
Andrea Lee DonaldsonScottsdale, AzApr 18, 202312 y2
Carlton Louis ReedScottsdale, AzSep 25, 202310 y1
Damon Marshall ZahlmannScottsdale, AzOct 6, 202326 y5
Travis Paul JackScottsdale, AzFeb 18, 202519 y2
Evan Paul TroopScottsdale, Az Feb 24, 202511 y1
Kyle Nicholas LaneyScottsdale, Az Mar 17, 202521 y1
Daniel William GibsonChartered Financial AnalystScottsdale, Az Nov 11, 202511 y2
James Cassell NickensFishers, In Mar 31, 202633 y1
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Ann Marcy Crites · Chief Financial Officercontrol
      since 12/2019 · owns less than 5%
    • Stephen Mark Howells · Managing Membercontrol
      since 05/2011 · owns 75% or more
    • Shane Christopher Jordan · Chief Compliance Officercontrol
      since 03/2024 · owns less than 5%
    • Lynn Tara Kreizenbeck · Chief Operating Officercontrol
      since 08/2020 · owns less than 5%
    • Patricia Katrina Santamaria · Chief Executive Officercontrol
      since 08/2020 · owns less than 5%
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Scottsdale, Az · principal2020
    Dallas, Tx310
    Billings, Mt200
    San Angelo, Tx200
    Offices
    Schedule D 1.F, the 25 largest
    • Billings, MT3 employees
    • San Angelo, TX2 employees
    • Red Lodge, MT1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 2,077 to 2,362
      Nov 18, 2025 to Mar 27, 2026
    • Advisory employees · 11 to 14
      Nov 18, 2025 to Mar 27, 2026
    • BD registered reps · 23 to 25
      Nov 18, 2025 to Mar 27, 2026
    • Charity clients · 11 to 12
      Nov 18, 2025 to Mar 27, 2026
    • Corporate clients · 49 to 72
      Nov 18, 2025 to Mar 27, 2026
    • HNW clients · 137 to 183
      Nov 18, 2025 to Mar 27, 2026
    • Individual clients · 1,859 to 2,074
      Nov 18, 2025 to Mar 27, 2026
    • Employees · 32 to 35
      Nov 18, 2025 to Mar 27, 2026
    • State-registered IARs · 17 to 19
      Nov 18, 2025 to Mar 27, 2026
    • Discretionary RAUM · $677M to $915M
      Nov 18, 2025 to Mar 27, 2026
    • HNW RAUM · $458M to $607M
      Nov 18, 2025 to Mar 27, 2026
    • Individual RAUM · $320M to $390M
      Nov 18, 2025 to Mar 27, 2026
    • Non-discretionary RAUM · $417M to $432M
      Nov 18, 2025 to Mar 27, 2026
    • Pension RAUM · $1.4M to $1.6M
      Nov 18, 2025 to Mar 27, 2026
    • RAUM · $1.1B to $1.3B
      Nov 18, 2025 to Mar 27, 2026
    • Other offices · 4 to 5
      Apr 28, 2025 to Nov 18, 2025
    • Accounts · 1,920 to 2,077
      Mar 27, 2024 to Apr 28, 2025
    • Charity clients · 10 to 11
      Mar 27, 2024 to Apr 28, 2025
    • Corporate clients · 40 to 49
      Mar 27, 2024 to Apr 28, 2025
    • HNW clients · 134 to 137
      Mar 27, 2024 to Apr 28, 2025
    • Individual clients · 1,711 to 1,859
      Mar 27, 2024 to Apr 28, 2025
    • Pension plan clients · 5.0 to unset
      Mar 27, 2024 to Apr 28, 2025
    • Employees · 29 to 32
      Mar 27, 2024 to Apr 28, 2025
    • Financial planning clients · More than 500 to More than 500
      Mar 27, 2024 to Apr 28, 2025
    • State-registered IARs · 18 to 17
      Mar 27, 2024 to Apr 28, 2025
    • Other offices · 3 to 4
      Mar 27, 2024 to Apr 28, 2025
    • Discretionary RAUM · $622M to $677M
      Mar 27, 2024 to Apr 28, 2025
    • HNW RAUM · $425M to $458M
      Mar 27, 2024 to Apr 28, 2025
    • Individual RAUM · $279M to $320M
      Mar 27, 2024 to Apr 28, 2025
    • Non-discretionary RAUM · $415M to $417M
      Mar 27, 2024 to Apr 28, 2025
    • Pension RAUM · $5.3M to $1.4M
      Mar 27, 2024 to Apr 28, 2025
    • RAUM · $1.0B to $1.1B
      Mar 27, 2024 to Apr 28, 2025
    • Wrap assets (manager) · $472,432 to $0
      Mar 27, 2024 to Apr 28, 2025
    • Accounts · 1,730 to 1,920
      Oct 25, 2023 to Mar 27, 2024
    • Advisory employees · 10 to 11
      Oct 25, 2023 to Mar 27, 2024
    • BD registered reps · 19 to 23
      Oct 25, 2023 to Mar 27, 2024
    • Charity clients · 9 to 10
      Oct 25, 2023 to Mar 27, 2024
    • Corporate clients · 32 to 40
      Oct 25, 2023 to Mar 27, 2024
    • HNW clients · 96 to 134
      Oct 25, 2023 to Mar 27, 2024
    • Individual clients · 1,569 to 1,711
      Oct 25, 2023 to Mar 27, 2024
    Signals
    18 dated events
    • Erin Elizabeth Doherty left Msh Capital Advisors Llc for First Command Advisory Services (registered 2026-07-09)
      Apr 29, 2025 · Advisor changed firm · fact
    • Jonathan T Bradley left Msh Capital Advisors Llc for Demeter Tactical Investments Corp. (registered 2025-01-09)
      Dec 31, 2024 · Advisor changed firm · fact
    • Shane Christopher Jordan (Chief Compliance Officer) appeared on Schedule A of Msh Capital Advisors Llc
      Mar 27, 2024 · Control person joined · fact
    • David M Wentland left Msh Capital Advisors Llc for Blueprint Financial Advisors (registered 2024-02-13)
      Feb 21, 2024 · Advisor changed firm · fact
    • Mitchell Joseph Oldewurtel left Msh Capital Advisors Llc for Private Client Services, Llc (registered 2023-09-22)
      Oct 2, 2023 · Advisor changed firm · fact
    • Vanessa M Mason left Msh Capital Advisors Llc for Lpl Financial Llc (registered 2023-07-14)
      Jun 9, 2023 · Advisor changed firm · fact
    • Eraine Johnson Parker left Msh Capital Advisors Llc for First Citizens Investor Services, Inc. (registered 2023-08-16)
      Feb 2, 2023 · Advisor changed firm · fact
    • Johnson Eraine Parker (Chief Compliance Officer) no longer on Schedule A of Msh Capital Advisors Llc (listed 2022-09-30, absent 2023-02-01)
      Feb 1, 2023 · Control person left · inference
    • Scott Philbrick Bowhay left Msh Capital Advisors Llc for Investor Fan (registered 2025-01-01)
      Dec 14, 2022 · Advisor changed firm · fact
    • Steven Philip Kulesza left Msh Capital Advisors Llc for Dynamic (registered 2022-11-28)
      Oct 18, 2022 · Advisor changed firm · fact
    • Philip Steven Kulesza (Chief Operating Officer) no longer on Schedule A of Msh Capital Advisors Llc (listed 2022-03-30, absent 2022-09-30)
      Sep 30, 2022 · Control person left · inference
    • Msh Capital Advisors Llc reported RAUM $811.0M, up 81% from $447.2M (2021-11-29 to 2022-03-30)
      Mar 30, 2022 · RAUM change · derived
    • Lynn Tara Kreizenbeck (Chief Development Officer) appeared on Schedule A of Msh Capital Advisors Llc
      Aug 5, 2020 · Control person joined · fact
    • Philip Steven Kulesza (Chief Operating Officer) appeared on Schedule A of Msh Capital Advisors Llc
      Mar 30, 2020 · Control person joined · fact
    • Johnson Eraine Parker (Chief Compliance Officer) appeared on Schedule A of Msh Capital Advisors Llc
      Mar 31, 2019 · Control person joined · fact
    • Patricia Katrina Santamaria (Chief Operating Officer) appeared on Schedule A of Msh Capital Advisors Llc
      Mar 31, 2019 · Control person joined · fact
    • Ann Marcy Crites (Chief Financial Officer) appeared on Schedule A of Msh Capital Advisors Llc
      Mar 31, 2019 · Control person joined · fact
    • Msh Capital Advisors Llc filed its initial SEC registration (Form ADV)
      Jan 4, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    admin@thiemaninvestments.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    325-655-5520reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/swadvisorsazreportedpublic record, Form ADV, Sep 17, 2026
    Firm profile
    linkedin.com/company/driftmark-capitalreportedpublic record, Form ADV, Sep 17, 2026
    Website
    thiemaninvestments.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    480-563-2021reportedpublic record, Form ADV, Apr 27, 2026
    Contact form
    thiemaninvestments.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $67.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026