DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• M•••••• U•••••

S••••independent RIALakewood, Co IA-onlyIAPD 5187240

Feed of 09/14/2026

Also filed as J•••• U•••••

At current firm

0 y

since Oct 3, 2025

In the industry

19 y

since Dec 15, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since Oct 3, 2025 · Lakewood, Co
F•••••• independent RIA
Aug 8, 2023 to Sep 24, 2025 · Fort Collins, Co
P•• W••••• M••••••••• BD affiliated
Apr 14, 2022 to Jul 27, 2023 · Boulder, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 1, 2021 to Mar 31, 2022 · Fort Collins, Co
C•••••• S••••• • C••• I••• national BD
Jun 14, 2010 to Nov 23, 2021 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

F•••••• to S••••
left Sep 24, 2025, registered Oct 3, 2025 (9 days) · RIA to RIA
P•• W••••• M••••••••• to F••••••
left Jul 27, 2023, registered Aug 8, 2023 (12 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
left Mar 31, 2022, registered Apr 14, 2022 (14 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 23, 2021, registered Nov 1, 2021 (-22 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

J•••• M•••••• U••••• left Farther for Savvy (registered 2025-10-03)
Sep 24, 2025 · Advisor changed firm · fact
J•••• M•••••• U••••• left P•• W••••• M••••••••• for Farther (registered 2023-08-08)
Jul 27, 2023 · Advisor changed firm · fact
J•••• M•••••• U••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for P•• W••••• M••••••••• (registered 2022-04-14)
Mar 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address