DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Richard Tarro
Feed of 09/14/2026
Also filed as Brian Tarro
At current firm
5 y
since Jun 15, 2021
In the industry
18 y
since Mar 25, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Integrated Wealth Concepts LLC independent RIA currentsince Jun 15, 2021 · Joliet, Il
- Level Four Advisory Services BD affiliatedJan 20, 2017 to Jun 14, 2021 · Naperville, Il
- Herbst Financial Advisors, Inc. unclassifiedMay 13, 2014 to Oct 17, 2016 · Plainfield, Il
- Fifth Third Securities, Inc. BD affiliatedJul 6, 2012 to Jan 31, 2014 · Bloomingdale, Il
- Sikich Financial independent RIAJul 5, 2010 to Sep 8, 2010 · Springfield, Il
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Jan 25, 2010 · Naperville, Il
- Ameriprise Advisor Services, Inc. unclassifiedFeb 4, 2009 to Oct 5, 2009 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Level Four Advisory Services to Integrated Wealth Concepts LLCleft Jun 14, 2021, registered Jun 15, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
- Herbst Financial Advisors, Inc. to Level Four Advisory Servicesleft Oct 17, 2016, registered Jan 20, 2017 (95 days) · Other
- Fifth Third Securities, Inc. to Herbst Financial Advisors, Inc.left Jan 31, 2014, registered May 13, 2014 (102 days) · Other
- Sikich Financial to Fifth Third Securities, Inc.left Sep 8, 2010, registered Jul 6, 2012 (667 days) · Other
- Ameriprise Financial Services, LLC to Sikich Financialleft Jan 25, 2010, registered Jul 5, 2010 (161 days) · Other
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address