DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jason Klein

J.P. Morgan Securities LLCwirehouseBoca Raton, Fldual registrantIAPD 5190157

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jason Klein

At current firm

1 y

since Mar 25, 2025

In the industry

20 y

since Sep 14, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Mar 25, 2025 · Boca Raton, Fl
Farther independent RIA
Aug 8, 2024 to Dec 13, 2024 · San Francisco, Ca
Gladstone Wealth Partners BD affiliated
Feb 23, 2024 to Mar 5, 2024 · Palm Beach Gardens, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 7, 2021 to Feb 28, 2024 · New Canaan, Ct
Citigroup Global Markets Inc. BD affiliated
Jun 26, 2017 to Jun 1, 2021 · New York, Ny
Hsbc Securities (USA) Inc. BD affiliated
Jul 21, 2015 to Jun 26, 2017 · New York, Ny
Charles Schwab & Co., Inc. national BD
Jan 23, 2009 to Dec 31, 2012 · New York City, Ny

Moves

a registration end followed by a registration begin elsewhere

Farther to J.P. Morgan Securities LLC
left Dec 13, 2024, registered Mar 25, 2025 (102 days) · RIA to wirehouse
Gladstone Wealth Partners to Farther
left Mar 5, 2024, registered Aug 8, 2024 (156 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Gladstone Wealth Partners
left Feb 28, 2024, registered Feb 23, 2024 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 1, 2021, registered Jun 7, 2021 (6 days) · Affiliated broker-dealer or bank to wirehouse
Hsbc Securities (USA) Inc. to Citigroup Global Markets Inc.
left Jun 26, 2017, registered Jun 26, 2017 (0 days) · Other · moved with a team
Charles Schwab & Co., Inc. to Hsbc Securities (USA) Inc.
left Dec 31, 2012, registered Jul 21, 2015 (932 days) · Other

Signals

Jason Klein left Farther for J.P. Morgan Securities Llc (registered 2025-03-25)
Dec 13, 2024 · Advisor changed firm · fact
Jason Klein left Gladstone Wealth Partners for Farther (registered 2024-08-08)
Mar 5, 2024 · Advisor changed firm · fact
Jason Klein left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Gladstone Wealth Partners (registered 2024-02-23)
Feb 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address