DFX Intelligence
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Registered advisor
J••••• G•••••• B••••
Feed of 09/14/2026
Also filed as J••••• G• B••••••••• G•••••• B••••••••• B••••
At current firm
1 y
since Dec 12, 2024
In the industry
19 y
since Dec 22, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 12, 2024 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 24, 2022 to Apr 22, 2023 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 25, 2018 to Feb 25, 2020 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 15, 2011 to Sep 28, 2018 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseMay 14, 2010 to Aug 14, 2014 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseFeb 19, 2007 to Aug 13, 2009 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 22, 2023, registered Dec 12, 2024 (600 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 28, 2018, registered Sep 25, 2018 (-3 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 14, 2014, registered Jun 15, 2011 (-1156 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address