RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••• B•••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 25, 2025 · Richardson, Tx
- J••• M••••• S••••••••• L•• wirehouseFeb 6, 2024 to May 11, 2025 · New York, Ny
- S••••••••• A•••••• A•••••••• I••• formerNov 14, 2018 to Jun 21, 2019 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerOct 6, 2014 to Oct 19, 2018 · Dallas, Tx
- S•• I••••••••• I••• formerApr 10, 2013 to Jun 3, 2014 · Moundsville, Wv
- W•••••• • R••• formerApr 29, 2009 to Sep 16, 2011 · Boulder, Co
- 1•• G••••• A••••••• I•• formerApr 1, 2008 to Apr 2, 2009 · Arvada, Co
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left May 11, 2025, registered Sep 25, 2025 (137 days) · Wirehouse to affiliated broker-dealer or bank
- S••••••••• A•••••• A•••••••• I••• to J••• M••••• S••••••••• L••left Jun 21, 2019, registered Feb 6, 2024 (1691 days) · Affiliated broker-dealer or bank to wirehouse
- 1•• G••••• A••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Oct 19, 2018, registered Nov 14, 2018 (26 days) · Affiliated broker-dealer or bank to another
- S•• I••••••••• I••• to 1•• G••••• A••••••• I••left Jun 3, 2014, registered Oct 6, 2014 (125 days) · Other
- W•••••• • R••• to S•• I••••••••• I•••left Sep 16, 2011, registered Apr 10, 2013 (572 days) · Other
- 1•• G••••• A••••••• I•• to W•••••• • R•••left Apr 2, 2009, registered Apr 29, 2009 (27 days) · Other
- M•••••• B•••• B••• left J••• M••••• S••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2025-09-25)May 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address