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Registered advisor
D••••• J••• B•••••
Feed of 09/14/2026
Also filed as D••••• B•••••
At current firm
6 y
since Oct 7, 2019
In the industry
20 y
since Sep 21, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 7, 2019 · Milton, Ga
- F•• S••••••••• C••••••••• formerJul 27, 2016 to Oct 9, 2019 · Milton, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 1, 2015 to Jul 14, 2016 · Atlanta, Ga
- E••••• J•••• national BDDec 16, 2009 to Nov 17, 2015 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 9, 2019, registered Oct 7, 2019 (-2 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F•• S••••••••• C•••••••••left Jul 14, 2016, registered Jul 27, 2016 (13 days) · Other
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 17, 2015, registered Dec 1, 2015 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address