RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• E•••• F•••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Apr 26, 2023 · Asheville, Nc
- P••••• F•••••••• formerApr 24, 2014 to Apr 27, 2023 · Asheville, Nc
- S••••••••• formerMay 7, 2010 to Jan 17, 2013 · Fulton, Md
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2006 to Dec 14, 2006 · Owings Mills, Md
- P••••• F•••••••• to M••••• W••••• M••••••••• L••left Apr 27, 2023, registered Apr 26, 2023 (-1 days) · corporate re-registration, not a move
- S••••••••• to P••••• F••••••••left Jan 17, 2013, registered Apr 24, 2014 (462 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S•••••••••left Dec 14, 2006, registered May 7, 2010 (1240 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address