DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Parsec Financial

Former SEC-registered adviserAsheville, North CarolinaCRD 104919SEC 801-16359IAPD
Legal name Parsec Financial Management Inc
Latest filing Apr 25, 2023
First filing on the tape Mar 30, 2012 · 53 filings
RAUM
$3.7B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
93%
$3.5B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
76
30 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$3.7B as of Mar 27, 2023
Mar 30, 2012$1.2B then
HNW client RAUM$3.0B as of Mar 27, 2023
Mar 22, 2018$1.9B then
State-registered IARs (5.B.3)33 as of Mar 27, 2023
Mar 19, 201315 then
Employees (5.A)76 as of Mar 27, 2023
Mar 19, 201316 then
Private funds: no history
RAUM -11% over the last fiscal year+7.8% a year over threeIARs 31 to 33offices 5 to 9
Practice profile
derived from the filing of Apr 25, 2023; every figure names its basis
RAUM per advisor
$114MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
61derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$569,257derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
3.3derived10 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
+6.5%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.8%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients
1,518reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$3.0B81%
  • Individuals$478M13%
  • Pension and profit-sharing plans$178M4.7%
  • Charitable organizations$49.9M1.3%
  • Corporations and businesses$16.7M0.4%
Individual clients
995reported
HNW clients
1,004reported
Pension plan clients
45reported
Charitable clients
13reported
Accounts
6,580reported
Financial planning clients
1,518reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lee Travis Boyer · Corporate Secretarycontrol
    since 01/2014 · owns 5% to 10%
  • Barton William Boyer · Chairmancontrol
    since 08/2004 · owns 10% to 25%
  • Steven William Hansen · Treasurer, Chief Investment Officer And Chief Financial Officercontrol
    since 05/2022 · owns 5% to 10%
  • David Gregory James · Vice President (Charlotte Office) And Partnercontrol
    since 08/2004 · owns less than 5%
  • Allen Roger James · Partnercontrol
    since 01/2013 · owns less than 5%
  • Dale Richard Manske · Chief Executive Officercontrol
    since 10/2015 · owns 5% to 10%
  • Lynn Harli Palme · President, Chief Operating Officer And Chief Compliance Officercontrol
    since 05/2022 · owns less than 5%
  • John Michael Ziemer · Partnercontrol
    since 04/2006 · owns less than 5%
  • Marie Alyssa Boyer · Daughter Of Bart Boyer
    since 01/2001 · owns 5% to 10%
  • Hall Elaine Boyer · Spouse Of Owner (William Barton Boyer)
    since 08/2004 · owns 10% to 25%
  • Barton Eric Boyer · Son Of Owner (William Boyer)
    since 01/2001 · owns 5% to 10%
  • Vogel Jennifer Boyer · Spouse Of Travis L. Boyer
    since 09/2016 · owns 5% to 10%
  • James Christopher Clark · Spouse Of Tracy Boyer Clark
    since 06/2011 · owns 5% to 10%
  • Boyer Tracy Clark · Head Of Marketing
    since 01/2001 · owns 5% to 10%
  • Ann Danelle Hansen · Spouse Of William S. Hansen
    since 08/2004 · owns 5% to 10%
  • Daniel Ian Hansen · Child Of William S. Hansen
    since 09/2004 · owns 5% to 10%
  • Dale Oliver Manske · Child Of Richard Manske
    since 03/2006 · owns 5% to 10%
  • Marie Rebecca Manske · Spouse Of Richard Manske
    since 08/2004 · owns 5% to 10%
  • Marie Stella Manske · Child Of Richard Manske
    since 08/2004 · owns 5% to 10%
Related persons
Schedule D 7.A
  • Andrew Small
    insurancey
  • Beth Downer
    insurancey
  • Bradford D. Burlingham
    insurancey
Offices
Schedule D 1.F, the 25 largest
  • Charlotte, NC6 employees
  • Asheville, NC2 employees
  • Tryon, NC2 employees
  • Winston-Salem, NC2 employees
  • Southern Pines, NC1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 6,171 to 6,580
    Jul 1, 2022 to Mar 27, 2023
  • Advisory employees · 31 to 30
    Jul 1, 2022 to Mar 27, 2023
  • Charity clients · 11 to 13
    Jul 1, 2022 to Mar 27, 2023
  • Corporate clients · 9 to 12
    Jul 1, 2022 to Mar 27, 2023
  • HNW clients · 874 to 1,004
    Jul 1, 2022 to Mar 27, 2023
  • Individual clients · 1,016 to 995
    Jul 1, 2022 to Mar 27, 2023
  • Pension plan clients · 49 to 45
    Jul 1, 2022 to Mar 27, 2023
  • Assets in custody · 1014529111.0 to unset
    Jul 1, 2022 to Mar 27, 2023
  • Custody of client assets · true to false
    Jul 1, 2022 to Mar 27, 2023
  • Employees · 73 to 76
    Jul 1, 2022 to Mar 27, 2023
  • State-registered IARs · 31 to 33
    Jul 1, 2022 to Mar 27, 2023
  • Other offices · 5 to 9
    Jul 1, 2022 to Mar 27, 2023
  • Discretionary RAUM · $4.0B to $3.6B
    Jul 1, 2022 to Mar 27, 2023
  • HNW RAUM · $3.2B to $3.0B
    Jul 1, 2022 to Mar 27, 2023
  • Individual RAUM · $723M to $478M
    Jul 1, 2022 to Mar 27, 2023
  • Non-discretionary RAUM · $225M to $194M
    Jul 1, 2022 to Mar 27, 2023
  • Pension RAUM · $227M to $178M
    Jul 1, 2022 to Mar 27, 2023
  • RAUM · $4.2B to $3.7B
    Jul 1, 2022 to Mar 27, 2023
  • Assets in custody · unset to 1014529111.0
    Mar 22, 2022 to Jul 1, 2022
  • Custody of client assets · false to true
    Mar 22, 2022 to Jul 1, 2022
  • Accounts · 5,790 to 6,171
    Nov 5, 2021 to Mar 22, 2022
  • Charity clients · 10 to 11
    Nov 5, 2021 to Mar 22, 2022
  • HNW clients · 839 to 874
    Nov 5, 2021 to Mar 22, 2022
  • Individual clients · 930 to 1,016
    Nov 5, 2021 to Mar 22, 2022
  • Pension plan clients · 48 to 49
    Nov 5, 2021 to Mar 22, 2022
  • Assets in custody · 569173259.0 to unset
    Nov 5, 2021 to Mar 22, 2022
  • Custody of client assets · true to false
    Nov 5, 2021 to Mar 22, 2022
  • Employees · 68 to 73
    Nov 5, 2021 to Mar 22, 2022
  • Other offices · 9 to 5
    Nov 5, 2021 to Mar 22, 2022
  • Discretionary RAUM · $3.2B to $4.0B
    Nov 5, 2021 to Mar 22, 2022
  • HNW RAUM · $2.6B to $3.2B
    Nov 5, 2021 to Mar 22, 2022
  • Individual RAUM · $562M to $723M
    Nov 5, 2021 to Mar 22, 2022
  • Non-discretionary RAUM · $200M to $225M
    Nov 5, 2021 to Mar 22, 2022
  • Pension RAUM · $190M to $227M
    Nov 5, 2021 to Mar 22, 2022
  • RAUM · $3.4B to $4.2B
    Nov 5, 2021 to Mar 22, 2022
  • Other offices · 5 to 9
    Jul 23, 2021 to Nov 5, 2021
  • Accounts · 5,799 to 5,790
    Nov 5, 2020 to Mar 31, 2021
  • Advisory employees · 37 to 31
    Nov 5, 2020 to Mar 31, 2021
  • Corporate clients · 12 to 9
    Nov 5, 2020 to Mar 31, 2021
  • HNW clients · 818 to 839
    Nov 5, 2020 to Mar 31, 2021
Signals
4 dated events
  • Anne Andrews Flink left Parsec Financial for Captrust (registered 2022-02-25)
    Jan 18, 2022 · Advisor changed firm · fact
  • Parsec Financial reported 37 state-registered advisory representatives, up from 0 (2019-10-29 to 2020-03-30)
    Mar 30, 2020 · Advisor headcount change · derived
  • Parsec Financial reported 0 state-registered advisory representatives, down from 30 (2019-01-23 to 2019-03-22)
    Mar 22, 2019 · Advisor headcount change · derived
  • Parsec Financial reported RAUM $2.6B, up 28% from $2.0B (2017-10-31 to 2018-03-22)
    Mar 22, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026