RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Dec 22, 2021 · Indianapolis, In
- A••• A••••••• otherJun 24, 2014 to Oct 2, 2015 · Indianapolis, In
- L•• F•••••••• L•• BD affiliatedDec 10, 2012 to Jun 18, 2014 · Indianapolis, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 15, 2011 to Dec 21, 2012 · Indianapolis, In
- A••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 2, 2015, registered Dec 22, 2021 (2273 days) · Other
- L•• F•••••••• L•• to A••• A•••••••left Jun 18, 2014, registered Jun 24, 2014 (6 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Dec 21, 2012, registered Dec 10, 2012 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address