RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••• W•••••
- C••••• P••••••• L•• independent RIA currentsince Apr 30, 2023 · Louisville, Ky
- C••••• P••••••• O••• L•• institutionalJan 27, 2010 to Apr 21, 2023 · New York, Ny
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerApr 17, 2008 to Aug 27, 2012 · Louisville, Ky
- C••••• P••••••• O••• L•• to C••••• P••••••• L••left Apr 21, 2023, registered Apr 30, 2023 (9 days) · corporate re-registration, not a move
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••••• P••••••• O••• L••left Aug 27, 2012, registered Jan 27, 2010 (-943 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address