DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• G••••••

J••• M••••• S••••••••• L••wirehouseAustin, Tx dual registrantIAPD 5200868

Certified Financial Planner

Feed of 09/14/2026

Also filed as Drew Grabato

At current firm

2 y

since Feb 2, 2024

In the industry

19 y

since Dec 13, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Feb 2, 2024 · New York, Ny
N••••••• T•••• S••••••••• I•• BD affiliated
Apr 7, 2023 to Jan 18, 2024 · Austin, Tx
M••••• S•••••• wirehouse
Jun 25, 2013 to Mar 29, 2023 · Austin, Tx
W•••••• • R••• former
Jan 23, 2012 to Jun 20, 2013 · Austin, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 11, 2007 to Jan 2, 2009 · New York, Ny
O••••••••• • C•• I••• BD affiliated
Jul 24, 2007 to Nov 9, 2007 · New York, Ny
E•••••••• A•••••••• L•• national BD
Dec 13, 2006 to Jun 12, 2007 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

N••••••• T•••• S••••••••• I•• to J••• M••••• S••••••••• L••
left Jan 18, 2024, registered Feb 2, 2024 (15 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to N••••••• T•••• S••••••••• I••
left Mar 29, 2023, registered Apr 7, 2023 (9 days) · Wirehouse to affiliated broker-dealer or bank
W•••••• • R••• to M••••• S••••••
left Jun 20, 2013, registered Jun 25, 2013 (5 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••
left Jan 2, 2009, registered Jan 23, 2012 (1116 days) · Other
O••••••••• • C•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 9, 2007, registered Dec 11, 2007 (32 days) · Other
E•••••••• A•••••••• L•• to O••••••••• • C•• I•••
left Jun 12, 2007, registered Jul 24, 2007 (42 days) · Other

Signals

A••••• G•••••• left N••••••• T•••• S••••••••• I•• for J••• M••••• S••••••••• L•• (registered 2024-02-02)
Jan 18, 2024 · Advisor changed firm · fact
A••••• G•••••• left M••••• S•••••• for N••••••• T•••• S••••••••• I•• (registered 2023-04-07)
Mar 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address