RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L•• S•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 10, 2026 · Dallas, Tx
- C•••••• S••••• • C••• I••• national BDJul 29, 2016 to Sep 1, 2020 · Westlake, Tx
- A••••••• F•••••••• A•••••••• L•• BD affiliatedNov 5, 2015 to Jul 7, 2016 · Hurst, Tx
- U••• F•••••••• P••••••• S••••••• formerOct 23, 2013 to Aug 4, 2015 · Addison, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 5, 2013 to Oct 14, 2013 · Fort Worth, Tx
- T• A••••••••• I••• formerJun 5, 2013 to Oct 14, 2013 · Fort Worth, Tx
- C•••••• S••••• • C••• I••• to C••••• I••••••••• A••••••• L••left Sep 1, 2020, registered Jun 10, 2026 (2108 days) · Affiliated broker-dealer or bank to another
- A••••••• F•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••left Jul 7, 2016, registered Jul 29, 2016 (22 days) · Other
- U••• F•••••••• P••••••• S••••••• to A••••••• F•••••••• A•••••••• L••left Aug 4, 2015, registered Nov 5, 2015 (93 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to U••• F•••••••• P••••••• S•••••••left Oct 14, 2013, registered Oct 23, 2013 (9 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2013, registered Jun 5, 2013 (-131 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address