RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• B••••
- V••• R••••••••• A•••••••• L•• other currentsince Jul 19, 2023 · The Woodlands, Tx
- L•••••• I••••••••• A•••••••• L•• no RAUMOct 1, 2019 to Oct 6, 2021 · Houston, Tx
- E•••••• A••••••• G••••• L•• BD affiliatedJul 31, 2008 to Apr 24, 2019 · Greenwood Village, Co
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJul 31, 2007 to May 28, 2008 · Denver, Co
- L•••••• I••••••••• A•••••••• L•• to V••• R••••••••• A•••••••• L••left Oct 6, 2021, registered Jul 19, 2023 (651 days) · Other
- E•••••• A••••••• G••••• L•• to L•••••• I••••••••• A•••••••• L••left Apr 24, 2019, registered Oct 1, 2019 (160 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to E•••••• A••••••• G••••• L••left May 28, 2008, registered Jul 31, 2008 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address