DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brendon Anderson
Feed of 09/14/2026
Also filed as Brendon G Anderson
At current firm
0 y
since Nov 9, 2025
In the industry
19 y
since Nov 3, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Financial Advisors, LLC BD affiliated currentsince Nov 9, 2025 · Beavercreek, Oh
- Strategic Advisers LLC national BDMar 31, 2025 to May 29, 2025 · Beavercreek, Oh
- Fidelity Personal And Workplace Advisors formerJan 22, 2021 to Mar 31, 2025 · Beavercreek, Oh
- J.P. Morgan Securities LLC wirehouseSep 20, 2016 to Aug 26, 2020 · St. Charles, Il
- Charles Schwab & Co., Inc. national BDFeb 19, 2010 to Sep 16, 2016 · Oak Brook, Il
- Strategic Advisers LLC national BDOct 25, 2007 to Jan 19, 2010 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Strategic Advisers LLC to Transamerica Financial Advisors, LLCleft May 29, 2025, registered Nov 9, 2025 (164 days) · Affiliated broker-dealer or bank to another
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Fidelity Personal And Workplace Advisorsleft Aug 26, 2020, registered Jan 22, 2021 (149 days) · Wirehouse to affiliated broker-dealer or bank
- Charles Schwab & Co., Inc. to J.P. Morgan Securities LLCleft Sep 16, 2016, registered Sep 20, 2016 (4 days) · Affiliated broker-dealer or bank to wirehouse
- Strategic Advisers LLC to Charles Schwab & Co., Inc.left Jan 19, 2010, registered Feb 19, 2010 (31 days) · Affiliated broker-dealer or bank to another
Signals
- Brendon Anderson left Strategic Advisers Llc for Transamerica Financial Advisors, Llc (registered 2025-11-09)May 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address