RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• B•••• G••••
- G•• F•••••••• L•• independent RIA currentsince Sep 28, 2023 · Columbus, Oh
- C••••••••• F•••••••• N•••••• national BDJul 18, 2016 to Oct 2, 2023 · Columbus, Oh
- J••• M••••• I••••••••• M••••••••• I••• asset managerJul 29, 2008 to Nov 10, 2009 · New York, Ny
- C••••••••• F•••••••• N•••••• to G•• F•••••••• L••left Oct 2, 2023, registered Sep 28, 2023 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- J••• M••••• I••••••••• M••••••••• I••• to C••••••••• F•••••••• N••••••left Nov 10, 2009, registered Jul 18, 2016 (2442 days) · Other
- A•••• B•••• G•••• left C••••••••• F•••••••• N•••••• for G•• F•••••••• L•• (registered 2023-09-28)Oct 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address