RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Jan 15, 2024 · Dallas, Tx
- C••••• F•••••••• independent RIAApr 23, 2018 to Feb 5, 2024 · Lenexa, Ks
- C••••• F•••••••• to W•••• F•••• A•••••••left Feb 5, 2024, registered Jan 15, 2024 (-21 days) · RIA to wirehouse
- Trent Brining left Copper Financial for Wells Fargo Advisors (registered 2024-01-15)Feb 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address