J•••• E• L•••

• A•••••• I••••••••• A•••••••• I••• independent RIA current
  since May 14, 2021 · Cornelius, Nc
• T••••• A••••••• S•••••••• I••• BD affiliated
  Feb 17, 2021 to Mar 31, 2021 · Atlanta, Ga
• B••• S••••••••• L•• former
  Nov 9, 2018 to Feb 17, 2021 · Charlotte, Nc
• V••••••• A•••••••• I••• BD affiliated
  Jun 3, 2014 to Feb 9, 2016 · Charlotte, Nc

• T••••• A••••••• S•••••••• I••• to A•••••• I••••••••• A•••••••• I•••
  left Mar 31, 2021, registered May 14, 2021 (44 days) · Affiliated broker-dealer or bank to independent RIA
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• V••••••• A•••••••• I••• to B••• S••••••••• L••
  left Feb 9, 2016, registered Nov 9, 2018 (1004 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address